Bradley Saurbaugh
Bradley Saurbaugh is a registered investment advisor at Chicago Investment Advisory Council, INC., based in St. Charles, IL, with 20 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,085 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
For ongoing portfolio management, Chicago Investment Advisory Council charges an annual fee based on the value of your investments. For accounts where CIAC has the authority to make trades without asking you first, the fee is typically between 1.00% and 2.00% per year. For accounts where CIAC needs your permission before each trade, the fee is typically between 0.50% and 1.00% per year. The specific fee will be in your agreement. The fee is charged quarterly.
Location
1601 E. Main Street, Suite 1C, St. Charles, IL, 60174
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bradley works as a financial associate in insurance sales since 2011. This takes about 10-20% of his time, with minimal time devoted during trading hours.
Employment History
Current Registrations
Chicago Investment Advisory Council, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Nationwide Securities, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.