John Hall is a registered investment advisor, based in Charlotte, NC, with 18 years of industry experience.
Location
4521 Sharon Rd, Suite 400, Charlotte, NC, 28211
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John operates under the DBAs Wealth Enhancement Group and Wealth Enhancement Advisory Services LLC, providing investment advisory services since 2021. This activity takes up about half of John's time.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Wealth Enhancement Advisory Services, LLC
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
LPL Financial LLCBroker
November 2021 - June 2025 · 3 yrs 7 mos
Carroll Financial Associates INC
December 2011 - December 2021 · 10 yrs
Cetera Advisor Networks LLCBroker
December 2011 - December 2021 · 10 yrs
Morgan Stanley Smith Barney LLC
March 2010 - December 2011 · 1 yr 9 mos
Morgan Stanley Smith BarneyBroker
January 2010 - December 2011 · 1 yr 11 mos
Vanguard Marketing CorporationBroker
June 2007 - January 2010 · 2 yrs 7 mos
State Registrations22 states
ALCACOCTDCFLGAILINKYMANCNHNJNVNYOHORPASCTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.