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Vernos Williams

20 Years of Experience
Alexandria, KY
2 DisclosuresBroker

Vernos Williams is a registered investment advisor at Fifth Third Securities, INC., based in Alexandria, KY, with 20 years of industry experience. Vernos is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6801 Alexandria Pike, Alexandria, KY, 41001

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2019
Award / Judgment
Customer Dispute
July 2016
Denied
Other Business Activities

Vernos owns commercial real estate since February 2023. This activity is not investment-related.

Employment History
Current Registrations
Fifth Third Securities, INC.
April 2026 - Present · 6 mos
Fifth Third Securities, INC.Broker
April 2026 - Present · 6 mos
Previous Registrations
Ameriprise Financial Services, LLC
December 2021 - April 2026 · 4 yrs 4 mos
Ameriprise Financial Services, LLCBroker
December 2021 - April 2026 · 4 yrs 4 mos
U.S. Bancorp Investments, INC.
July 2011 - December 2021 · 10 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
July 2011 - December 2021 · 10 yrs 5 mos
Fifth Third Securities, INC.
December 2008 - August 2011 · 2 yrs 8 mos
Fifth Third Securities, INC.Broker
November 2008 - August 2011 · 2 yrs 9 mos
The Huntington Investment Company
November 2008 - November 2008 · 0 mos
The Huntington Investment CompanyBroker
August 2007 - November 2008 · 1 yr 3 mos
Natcity Investments, INC.Broker
January 2006 - August 2007 · 1 yr 7 mos
State Registrations3 states
INKYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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