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Vernos Williams

20 Years of Experience
Cincinnati, OH
2 DisclosuresBroker

Vernos Williams is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cincinnati, OH, with 20 years of industry experience. Vernos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5905 E Galbraith Rd, Ste 4200, Cincinnati, OH, 45236-2375

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2019
Award / Judgment
Customer Dispute
July 2016
Denied
Other Business Activities

Vernos owns commercial real estate since February 2023. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2021 - Present · 4 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
U.S. Bancorp Investments, INC.
July 2011 - December 2021 · 10 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
July 2011 - December 2021 · 10 yrs 5 mos
Fifth Third Securities, INC.
December 2008 - August 2011 · 2 yrs 8 mos
Fifth Third Securities, INC.Broker
November 2008 - August 2011 · 2 yrs 9 mos
The Huntington Investment Company
November 2008 - November 2008 · 0 mos
The Huntington Investment CompanyBroker
August 2007 - November 2008 · 1 yr 3 mos
Natcity Investments, INC.Broker
January 2006 - August 2007 · 1 yr 7 mos
State Registrations14 states
CAFLGAHIILINKSKYMDMIOHPASCUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.