Joseph Rinaldi
Joseph Rinaldi is a registered investment advisor at Cetera Investment Advisers LLC, based in Richardson, TX, with 20 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Richardson, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph is the Chief Investment Officer at Iconic Wealth Group, providing financial services, investment advice, and management, dedicating nearly full-time hours to this role. He also spends about a quarter of his time on tax preparation for advisory clients at Iconic Wealth Group.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Placemark Investments, INC.
Placemark Investments, INC.
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.