Susan George
Susan George is a registered investment advisor at Cetera Investment Advisers LLC, based in Tarrytown, NY, with 18 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Tarrytown, NY
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating a few hours per week. She is also a registered representative and insurance agent with Fairfield Benefit Associates, Inc., spending a few hours per week on insurance and financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Metlife Securities INC.Broker
Royal Alliance Associates, INC.Broker
Wachovia Securities, LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.