Kristen Springer is a registered investment advisor at Morgan Stanley, based in Providence, RI, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
One Financial Plaza, 19th Floor, Providence, RI, 02903
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2024 - Present · 1 yr 6 mos
Morgan StanleyBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Commonwealth Financial Network
January 2020 - October 2024 · 4 yrs 9 mos
Commonwealth Financial NetworkBroker
January 2020 - October 2024 · 4 yrs 9 mos
Morgan Stanley
March 2014 - May 2018 · 4 yrs 2 mos
Morgan StanleyBroker
June 2009 - May 2018 · 8 yrs 11 mos
Citigroup Global Markets INC.Broker
August 2007 - June 2009 · 1 yr 10 mos
A. G. Edwards & Sons, INC.Broker
June 2006 - August 2007 · 1 yr 2 mos
State Registrations45 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSLAMAMDMEMIMNMOMSMTNCNHNJNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.