Clare Shaw is a registered investment advisor, based in Warwick, PA, with 21 years of industry experience.
Location
Warwick, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Clare is a CPA and sole proprietor of a tax preparation/accounting business since 1995, taking nearly full-time. She also sells fixed, variable, whole life, and term life insurance through Avantax Insurance Agency and/or Avantax Insurance Services, dedicating minimal time to this.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Fsc Securities CorporationBroker
State Registrations5 states
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