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Paul Koch

21 Years of Experience
Peoria, AZ
Broker

Paul Koch is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Peoria, AZ, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

16155 North 83rd Ave. Ste 205, Peoria, AZ, 85382

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
July 2023 - Present · 2 yrs 10 mos
Robert W. Baird & CO. Incorporated
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Ameriprise Financial Services, LLC
March 2018 - July 2023 · 5 yrs 4 mos
Ameriprise Financial Services, LLCBroker
September 2016 - July 2023 · 6 yrs 10 mos
Ameriprise Financial Services, INC.
September 2016 - December 2017 · 1 yr 3 mos
Morgan Stanley
January 2010 - September 2016 · 6 yrs 8 mos
Morgan StanleyBroker
June 2009 - September 2016 · 7 yrs 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
January 2005 - April 2007 · 2 yrs 3 mos
State Registrations22 states
ARAZCACODEFLGAHIILINMEMTNCNENJNVOKSCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Koch - Financial Advisor | TrueAdvisor