Charles Goldberg
Charles Goldberg is a registered investment advisor at Osaic Wealth, INC., based in Atlanta, GA, with 21 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6111 Peachtree Dunwoody Road, Suite F101, Atlanta, GA, 30328
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Regulatory History (1)
Employment Separation After Allegations
December 2011Other Business Activities
Charles manages his rental properties through United Property Services, LLC, dedicating a few hours per week. He also works as a CPA, preparing tax returns for clients about 10-20% of his time, and as a financial advisor with Financial Innovations, LLC, about a quarter of his time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Financial Innovations, LLC
Previous Registrations
Triad Advisors LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.