EG
EG

Eric Gallinger

15 Years of Experience
Irvine, CA
Broker

Eric Gallinger is a registered investment advisor at LPL Financial LLC, based in Irvine, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2040 Main Street, Suite 175, Irvine, CA, 92614

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric provides investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm, since January 2023. This activity takes nearly all of Eric's time.

Employment History
Current Registrations
Stratos Wealth Partners, LTD
February 2023 - Present · 3 yrs 3 mos
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2013 - February 2023 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2013 - February 2023 · 10 yrs
J.P. Morgan Securities LLCBroker
October 2012 - December 2012 · 2 mos
Chase Investment Services CORP.Broker
February 2010 - October 2012 · 2 yrs 8 mos
State Registrations18 states
ARAZCACOFLHIIDMTNVNYORPATNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.