TH
CFP
TH
CFP

Thomas Hawks

7 Years of Experience
Pittsford, NY

Thomas Hawks is a CFP-designated registered investment advisor at Flower City Capital LLC, based in Pittsford, NY, with 7 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 230 clients with $440M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
230 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$444.6M

Fee Structure

Minimum Investment:$1M
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $5.0M0.90%
$5.0M - $10.0M0.70%
$10M+0.50%

Portfolio management asset-based fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1 Fishers Rd, Suite 220, Pittsford, NY, 14534

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a Manager of Allens Creek Partners, LP, a private fund.

Employment History
Current Registrations
Flower City Capital LLC
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Convergent Wealth Advisors, LLC
February 2009 - October 2011 · 2 yrs 8 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.