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Andrew Dakos

14 Years of Experience
Saddle Brook, NJ

Andrew Dakos is a registered investment advisor at Bulldog Investors, LLP, based in Saddle Brook, NJ, with 14 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 207 clients with $460M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
207 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$456.0M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.25%

Fee of 0.25% per quarter (1.0% annually) is for separately managed accounts and is negotiable. Some SMA clients may pay a performance-based fee. Registered Funds pay 1.0% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Park 80 West - Plaza Two, 250 Pehle Ave., Suite 708, Saddle Brook, NJ, 07663

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew serves on the board of directors of a number of closed-end funds and other companies in connection with his activities with Bulldog Investors, LLC. This activity is investment-related.

Employment History
Current Registrations
Bulldog Investors, LLP
May 2018 - Present · 8 yrs
Previous Registrations
Bulldog Investors, LLC
July 2013 - December 2017 · 4 yrs 5 mos
Elmhurst Capital, INC.
January 2005 - December 2006 · 1 yr 11 mos
State Registrations1 state
NJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.