JT
JT
Joseph Topolski
18 Years of Experience
Sarasota, FL
3 DisclosuresBrokerSells Insurance
Joseph Topolski is a registered investment advisor, based in Sarasota, FL, with 18 years of industry experience.
Location
Sarasota, FL
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Regulatory History (3)
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Customer Dispute
February 2015Denied
Customer Dispute
January 2012Settled
Customer Dispute
November 2011Withdrawn
Other Business ActivitiesSells Insurance
Joseph is an owner/independent insurance agent for various independent insurance companies through Fraser Financial Partner since 2017, dedicating a few hours per week. He is also an advisory representative of a RIA and an Investment Advisor Representative with Fraser Financial Partners, spending nearly full-time hours on this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
August 2018 - Present · 7 yrs 9 mos
Cambridge Investment Research, INC.Broker
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
MML Investors Services, LLC
September 2012 - September 2018 · 6 yrs
MML Investors Services, LLCBroker
April 2012 - September 2018 · 6 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
October 2007 - March 2012 · 4 yrs 5 mos
T. Rowe Price Investment Services, INC.Broker
January 2007 - July 2007 · 6 mos
State Registrations14 states
CACODCDEFLMAMDNCNJPATNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.