Erik Schwarz
Erik Schwarz is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rochester, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
225 Chestnut St, Rochester, NY, 14604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Erik is a self-employed musician, dedicating minimal time to this activity. He also works with ESL Investment Services, LLC, where he handles non-variable insurance products (life, disability, and long-term care) and serves as a Business Development Manager, spending about 10-20% of his time on each role, and works full-time on his LPL business.
Employment History
Current Registrations
LPL Financial LLC
Esl Investment Services, LLCBroker
LPL Financial LLCBroker
Previous Registrations
M&t Securities, INC.
M&t Securities, INC.Broker
First Investors CorporationBroker
State Registrations24 states
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