Yi Chou
Yi Chou is a registered investment advisor at Emerson Equity LLC, based in Sunnyvale, CA, with 21 years of industry experience. Yi is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 620 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable with a maximum fee of 2.5% charged annually (billed quarterly at up to 0.625% per quarter).
Fee Estimator
Location
Sunnyvale, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2021Other Business ActivitiesSells Insurance
Yi operates Chou Financial Services Group (CFSG) since 2005, focusing on fixed insurance sales. Yi also serves as CEO of Asian Dream Foundation/Rep's Privation Foundation, dedicating approximately 1 hour daily during securities trading hours, exclusively for charitable purposes.
Employment History
Current Registrations
Emerson Equity LLCBroker
Emerson Equity LLC
Emerson Equity LLC
Previous Registrations
Npb Financial Group, LLC
Npb Financial Group, LLCBroker
Investacorp Advisory Services INC
Investacorp, INC.Broker
World Group Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Dalten Smith, CFPCharles Schwab & CO., INC.
- Michael Hollars, CFPClient First Finance LLC
- Shao-Tsung Tseng, ChFCIndependent Financial Group, LLC
- Alexander Carter, CFPStrategic Advisers LLC
- Garth Williams, CFPHonu Wealth Management
- Michael Klein, ChFCState Farm Investment Management CORP.