Thomas Walsh is a registered investment advisor, based in North Bethesda, MD, with 21 years of industry experience.
Location
North Bethesda, MD
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an independent insurance agent since 2005, dedicating about 10-20% of his time to this activity. He also serves on various boards and engages in other activities such as voiceover work and creating promotional items.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2014 - Present · 12 yrs 1 mo
Cambridge Investment Research, INC.Broker
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Fulcrum Advisory Services, LLC
September 2013 - April 2014 · 7 mos
Fulcrum Securities, LLCBroker
September 2013 - April 2014 · 7 mos
MML Investors Services, LLC
February 2005 - September 2013 · 8 yrs 7 mos
MML Investors Services, LLCBroker
January 2005 - September 2013 · 8 yrs 8 mos
State Registrations6 states
CADCGAMDNYVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.