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PM
ChFC
PM
ChFC

Pamela Mah

Colorado Financial Service Corporation
21 Years of Experience
Honolulu, HI
1 DisclosureBrokerSells Insurance
View SEC Summary
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Pamela Mah is a ChFC-designated registered investment advisor at Colorado Financial Service Corporation, based in Honolulu, HI, with 21 years of industry experience. Pamela is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 188 clients with $84M in assets under management.

Colorado Financial Service Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
188 clients
Average Client Portfolio
$447K average
Assets Under Management
$84.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.5M1.50%
$2.5M+1.50%

Fees are negotiable. Amounts over $2,500,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

615 Piikoi St #1509, Honolulu, HI, 96814

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2010
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Pamela leases rental and office equipment, provides notary services, and owns a tax practice, dedicating minimal time to each. She also works as an investment advisor and consultant, spending full-time hours providing financial advisory services and variable/fixed indexed insurance policies through American Independent Securities Group.

Employment History
Current Registrations
Colorado Financial Service CorporationBroker
February 2023 - Present · 3 yrs 8 mos
American Independent Securities Group, LLC
September 2016 - Present · 10 yrs 1 mo
American Independent Securities Group, LLC
September 2016 - Present · 10 yrs 1 mo
American Independent Securities Group, LLCBroker
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
American Independent Securities Group, LLC
September 2016 - September 2016 · 0 mos
National Planning CorporationBroker
February 2010 - September 2016 · 6 yrs 7 mos
National Planning Corporation ("npc of America" in Fl & Ny)
February 2010 - September 2016 · 6 yrs 7 mos
Wealth and Income Strategies
February 2009 - December 2010 · 1 yr 10 mos
Financial Advisers of America, LLCBroker
December 2008 - February 2010 · 1 yr 2 mos
Aig Retirement Advisors, INC.
January 2008 - December 2008 · 11 mos
Aig Retirement Advisors, INC.Broker
October 2007 - December 2008 · 1 yr 2 mos
Royal Alliance Associates, INC.Broker
February 2006 - September 2007 · 1 yr 7 mos
Linsco/private Ledger CORP.
June 2005 - August 2005 · 2 mos
Linsco/private Ledger CORP.Broker
March 2005 - August 2005 · 5 mos
State Registrations11 states
CAGAHIIDNDNVORPRTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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