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Diego Correa

Hornor, Townsend & Kent, LLC
18 Years of Experience
Edison, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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Diego Correa is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Edison, NJ, with 18 years of industry experience. Diego is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 28,369 clients with $9B in assets under management.

Hornor, Townsend & Kent, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
464 advisors
Number of Clients
28,369 clients
Average Client Portfolio
$318K average
Assets Under Management
$9.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are up to 1.5% and do not include separate manager fees and other charges associated with third-party asset manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

110 Fieldcrest Ave, Suite 20, Edison, NJ, 08837

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2009
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Diego is a proprietor/owner of DAC Financial, a multi-line insurance business, and a landlord, each taking minimal time. He also works as an agent for 1847 Financial, a multi-line insurance brokerage, dedicating nearly full-time hours, and as an agent for Attorney Resource Group, spending about 10-20% of his time.

Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
April 2017 - Present · 9 yrs 6 mos
Hornor, Townsend & Kent, LLCBroker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
MML Investors Services, LLC
March 2015 - December 2016 · 1 yr 9 mos
MML Investors Services, LLCBroker
May 2013 - December 2016 · 3 yrs 7 mos
Ameritas Investment CORP.Broker
May 2011 - July 2012 · 1 yr 2 mos
Nylife Securities LLCBroker
October 2005 - August 2009 · 3 yrs 10 mos
State Registrations4 states
FLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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