Susanne Reseland is a registered investment advisor, based in Brentwood, TN, with 20 years of industry experience.
Location
Brentwood, TN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Susanne is a self-employed CPA providing tax and accounting services since 2004. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Kestra Investment Services, LLC
April 2022 - Present · 4 yrs 1 mo
Kestra Advisory Services, LLC
April 2022 - Present · 4 yrs 1 mo
Kestra Investment Services, LLCBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Nbc Securities, INC.
April 2012 - April 2022 · 10 yrs
Davis Reseland, LLC
January 2007 - March 2012 · 5 yrs 2 mos
Nbc Securities, INC.
January 2006 - December 2006 · 11 mos
Nbc Securities, INC.Broker
September 2005 - April 2022 · 16 yrs 7 mos
State Registrations10 states
ALFLGAKYNCNYOHSCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.