Graham Bauer
Graham Bauer is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Phoenix, MD, with 18 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
14307 Jarrettsville Pike, Phoenix, MD, 21131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Graham is the owner of Bauer Financial Services LLC, where he does work with CIR and some insurance. He also serves as treasurer for Pushing Pink Elephants, a non-profit, owns rental property, is an advisory rep of a RIA with CIRA, and has farm income. Graham spends full-time hours at Bauer Financial Services LLC and about a quarter of his time with CIRA.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Lincoln Financial Advisors CorporationBroker
State Registrations17 states
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