Rita Bagnato is a registered investment advisor at LPL Financial LLC, based in Gilbert, AZ, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Gilbert, AZ
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Rita works for Get DEM LLC providing consulting/compliance services, dedicating minimal time. She also serves as Vice President and Compliance Manager for Bagnato Enterprises, Inc. DBA Firearms Export, spending about a quarter of her time, and is involved with Bagnato Creations, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sorrento Pacific Financial, LLCBroker
Cadaret, Grant & CO., INC.Broker
Cuso Financial Services, L.P.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Woodbury Financial Services, INC.Broker
Sagepoint Financial, INC.
Fsc Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Sagepoint Financial, INC.Broker
RBC Capital Markets CorporationBroker
Ifmg Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.