Charles Lipps
Charles Lipps is a registered investment advisor at Cetera Investment Advisers LLC, based in Oklahoma City, OK, with 20 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
13900 N Portland, Suite 101, Oklahoma City, OK, 73134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles sells equity indexed annuities through Avantax Insurance Agency LLC, spending minimal time on this activity. He also assists with tax preparation at Wymer Brownlee Tax & Financial Mana and serves as a City Councilperson/Vice Mayor for the City of Fairview, Oklahoma, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations6 states
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