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ChFC
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ChFC

Roy Rasera

Park Avenue Securities LLC
20 Years of Experience
Portland, OR
BrokerSells Insurance
View SEC Summary
View SEC Summary

Roy Rasera is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Portland, OR, with 20 years of industry experience. Roy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 SW Market St, Suite 1850, Portland, OR, 97201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Roy sublets a room in his residence, sells CDs, music, and photos online, and owns an LLC for holding rental property. He also facilitates disability or life insurance for some clients and is building a family-friendly video game and child education business with his kids, and teaches financial concept courses.

Employment History
Current Registrations
Park Avenue Securities LLC
February 2006 - Present · 20 yrs 8 mos
Park Avenue Securities LLC
November 2005 - Present · 20 yrs 11 mos
Park Avenue Securities LLCBroker
November 2005 - Present · 20 yrs 11 mos
State Registrations17 states
AZCACOIDINMAMDMEMOMTNENVOHORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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