WM
WM

William Mcglothin

21 Years of Experience
Knoxville, TN
Broker

William Mcglothin is a registered investment advisor, based in Knoxville, TN, with 21 years of industry experience.

Location

4315 Kingston Pike, Suite 210, Knoxville, TN, 37919

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
New Edge Wealth
July 2025 - Present · 1 yr
Newedge Securities, LLCBroker
July 2025 - Present · 1 yr
Previous Registrations
Morgan Stanley
June 2009 - June 2025 · 16 yrs
Morgan StanleyBroker
June 2009 - June 2025 · 16 yrs
Citigroup Global Markets INC.
January 2005 - June 2009 · 4 yrs 5 mos
Citigroup Global Markets INC.Broker
December 2004 - June 2009 · 4 yrs 6 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Mcglothin - Financial Advisor | TrueAdvisor