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CFP
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CFP

Justin Peek

Golden State Wealth Management, LLC
21 Years of Experience
Carlsbad, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Justin Peek is a CFP-designated registered investment advisor at Golden State Wealth Management, LLC, based in Carlsbad, CA, with 21 years of industry experience. Justin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 4,192 clients with $2.2B in assets under management.

Golden State Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
48 advisors
Number of Clients
4,192 clients
Average Client Portfolio
$529K average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee for asset management and comprehensive portfolio management will not exceed 2.00%. Fees are negotiable and billed quarterly in advance. Different programs custodied with LPL Financial have separate maximum fee caps ranging up to 2.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7750 El Caminio Real, Ste. 2E, Carlsbad, CA, 92009

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2018
Settled
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Justin is an agent selling life, long-term care, and health insurance, dedicating minimal time to this activity. He also provides investment advisory services through Golden State Wealth Management, LLC and Golden State Asset Management LLC, spending nearly full-time on these activities.

Employment History
Current Registrations
Golden State Wealth Management, LLC
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLCBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
Edward Jones
February 2007 - May 2022 · 15 yrs 3 mos
Edward JonesBroker
February 2005 - May 2022 · 17 yrs 3 mos
State Registrations15 states
AZCACODEFLHIIDNCNJOHTNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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