CR
ChFC
CR
ChFC

Charles Raube

19 Years of Experience
Franklin, TN
BrokerSells Insurance

Charles Raube is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Franklin, TN, with 19 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

510 Bancroft Way, Franklin, TN, 37064

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is involved with JBC Companies and Financial Identity Association, selling fixed insurance through these entities. This activity is investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2019 - Present · 7 yrs 2 mos
Cetera Investment Services LLCBroker
May 2019 - Present · 7 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
August 2006 - May 2019 · 12 yrs 9 mos
Securian Financial Services, INC.Broker
April 2006 - May 2019 · 13 yrs 1 mo
State Registrations15 states
ALCODEFLGAILKYMSNCNJORSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Charles Raube - Financial Advisor | TrueAdvisor