Susan Foley is a registered investment advisor, based in Whitewater, WI, with 20 years of industry experience.
Location
207 W Main St, Whitewater, WI, 53190
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Susan serves as the Church Council Secretary for Covenant Lutheran Church, dedicating minimal time to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 5 mos
Cetera Investment Services LLCBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
LPL Financial LLC
March 2016 - December 2024 · 8 yrs 9 mos
LPL Financial LLCBroker
March 2016 - December 2024 · 8 yrs 9 mos
Retirement Plan Advisors, LLC
February 2006 - April 2016 · 10 yrs 2 mos
Cambridge Investment Research, INC.Broker
April 2005 - April 2016 · 11 yrs
State Registrations1 state
WI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.