James Casler is a registered investment advisor, based in Jersey City, NJ, with 20 years of industry experience.
Location
30 Hudson Street, Jersey City, NJ, 07302-4804
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Lord Abbett Distributor LLC
November 2014 - Present · 11 yrs 6 mos
Lord, Abbett & CO. LLC
November 2014 - Present · 11 yrs 6 mos
Lord Abbett Distributor LLCBroker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Manulife Asset Management (US) LLC
May 2012 - October 2014 · 2 yrs 5 mos
John Hancock Distributors LLCBroker
December 2011 - December 2012 · 1 yr
John Hancock Funds, LLCBroker
March 2011 - October 2014 · 3 yrs 7 mos
Capital Brokerage CorporationBroker
March 2007 - January 2011 · 3 yrs 10 mos
Morgan Keegan & Company, INC.
February 2005 - February 2007 · 2 yrs
Morgan Keegan & Company, INC.Broker
February 2005 - February 2007 · 2 yrs
State Registrations5 states
IANENJNYSD
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.