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Holland Sullivan

16 Years of Experience
Bronxville, NY
Broker

Holland Sullivan is a registered investment advisor, based in Bronxville, NY, with 16 years of industry experience.

Location

Bronxville, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Holland is a managing member of Black Gold Productions, LLC, a family-owned children's entertainment center concept, spending minimal time on strategy development. Holland is also a managing member of War Admiral LLC, a personal single-member LLC for miscellaneous activities, dedicating minimal time.

Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
August 2022 - Present · 3 yrs 9 mos
Citi Private Alternatives, LLC
August 2022 - Present · 3 yrs 9 mos
Citigroup Global Markets INC.
May 2022 - Present · 4 yrs
Citigroup Global Markets INC.
May 2022 - Present · 4 yrs
Citigroup Global Markets INC.Broker
May 2022 - Present · 4 yrs
Previous Registrations
Citi Global Advisory, LLC
August 2022 - June 2010 · 0 mos
Register Financial Advisors, LLC
June 2018 - August 2021 · 3 yrs 2 mos
Register Financial Associates, INC.Broker
May 2016 - April 2022 · 5 yrs 11 mos
Griffin Securities, INC.Broker
April 2011 - June 2014 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2005 - March 2009 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2005 - March 2009 · 4 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.