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Steven Sawyer

21 Years of Experience
Chicago, IL
Broker

Steven Sawyer is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

120 S Riverside Plaza, Suite 700, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2020 - Present · 6 yrs 1 mo
Raymond James & Associates, INC.
June 2020 - Present · 6 yrs 1 mo
Raymond James & Associates, INC.
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, LLC.
October 2009 - June 2020 · 10 yrs 8 mos
Ameriprise Financial Services, LLCBroker
October 2009 - June 2020 · 10 yrs 8 mos
Ameriprise Advisor Services, INC.
February 2009 - October 2009 · 8 mos
Ameriprise Advisor Services, INC.Broker
January 2009 - October 2009 · 9 mos
Edward Jones
June 2008 - February 2009 · 8 mos
Edward JonesBroker
February 2005 - February 2009 · 4 yrs
State Registrations24 states
AZCACODCFLGAHIIDILINLAMEMIMONCNDNVNYOHOKORPATXWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.