Paula Aveni is a registered investment advisor at LPL Financial LLC, based in Wappingers Falls, NY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11 Marshall Rd Ste 2A, Wappingers Falls, NY, 12590
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Paula owns multiple rental real estate properties and is a board member for a non-profit. She also dedicates nearly full-time hours to wealth management at Hudson Valley Credit Union.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citizens Securities, INC.
Citizens Securities, INC.Broker
Goldman, Sachs & CO.Broker
Mercer Allied Company, L.P.Broker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.