Tracy Thrash is a registered investment advisor, based in Greenwood Village, CO, with 4 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Advisory Group, LLC
April 2024 - Present · 2 yrs 1 mo
Empower Financial Services, INC.
April 2024 - Present · 2 yrs 1 mo
Empower Financial Services, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
LPL Financial LLC
November 2022 - April 2024 · 1 yr 5 mos
LPL Financial LLCBroker
November 2022 - April 2024 · 1 yr 5 mos
VALIC Financial Advisors, INC.
March 2005 - June 2006 · 1 yr 3 mos
VALIC Financial Advisors, INC.Broker
February 2005 - June 2006 · 1 yr 4 mos
State Registrations1 state
SC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.