David Key is a registered investment advisor at LPL Financial LLC, based in Durant, OK, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
900 W. Main, Durant, OK, 74701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David operates Simmons Investment Services as a DBA for his LPL business. He also owns Sandi's Boutique, LLC, a clothing retail business, but dedicates no time to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC.
Investment Professionals, INC.Broker
Investment Professionals, INC.
Edward JonesBroker
Edward Jones
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.