John Gavin is a registered investment advisor at PCM Encore, LLC, based in Aspen, CO, with 20 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 20 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.0M | 1.15% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.85% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.40% |
| $50.0M - $100.0M | 0.30% |
| $100.0M - $250.0M | 0.25% |
| $250M+ | 0.20% |
PCM Encore may negotiate to charge a lesser fee based upon certain criteria.
Fee Estimator
Location
520 E Cooper Ave., Ste. 7C, Aspen, CO, 81611
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is involved with DHDA, LLC, which holds residential properties for rental income, since 2015.
Employment History
Current Registrations
PCM Encore, LLC
Previous Registrations
Fisher Investments
New York Life Investment Management LLC
Nylife Distributors LLCBroker
Nuveen Asset Management, LLC
Nuveen Securities, LLCBroker
Hartford Funds Distributors, LLCBroker
Hartford Life Distributors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.