Lauren Sparrow is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
845 Texas Avenue, Suite 1810, Houston, TX, 77002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2018 - Present · 7 yrs 6 mos
Morgan StanleyBroker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
August 2010 - August 2015 · 5 yrs
Barclays Capital INC.
May 2009 - July 2010 · 1 yr 2 mos
Barclays Capital INC.Broker
September 2008 - July 2010 · 1 yr 10 mos
Lehman Brothers INC.
November 2005 - October 2008 · 2 yrs 11 mos
Lehman Brothers INC.Broker
February 2005 - September 2008 · 3 yrs 7 mos
State Registrations35 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.