LM
LM

Laura Moulin

19 Years of Experience
Las Vegas, NV
Broker

Laura Moulin is a registered investment advisor at RBC Capital Markets, LLC, based in Las Vegas, NV, with 19 years of industry experience. Laura operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

10801 W. Charleston Blvd., Suite 650, Las Vegas, NV, 89135

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Laura is an assistant leader and treasurer for Scouting of America Troop 312, balancing records and distributing payments. She also serves as a committee/council member for Las Vegas Area Council, Inc., Boy Scouts of America, overseeing district volunteers and reporting news, dedicating minimal time to each activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
August 2017 - Present · 8 yrs 11 mos
RBC Capital Markets, LLC
August 2017 - Present · 8 yrs 11 mos
RBC Capital Markets, LLCBroker
August 2017 - Present · 8 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2009 - September 2017 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2008 - September 2017 · 9 yrs 8 mos
Butler, Wick & CO., INC.Broker
June 2006 - December 2007 · 1 yr 6 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laura Moulin - Financial Advisor | TrueAdvisor