Syed Rumin
Syed Rumin is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in North Bethesda, MD, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
11810 Grand Park Ave, North Bethesda, MD, 20852
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Regulatory History (1)
Financial
March 2019Other Business Activities
Syed is a board member for Parkside Condominiums in Bethesda, Maryland, since March 2024. This requires a few hours per week.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Lombard Advisers Incorporated
Lombard Securities IncorporatedBroker
Cetera Advisors LLCBroker
MML Investors Services, LLCBroker
H. Beck, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.