Joshua Stein
Joshua Stein is a CFP-designated registered investment advisor at LPL Financial LLC, based in Canonsburg, PA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1700 Ashwood Drive, Ste 1701, Canonsburg, PA, 15317
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2007Other Business ActivitiesSells Insurance
Joshua operates Stein Wealth Advisors, LLC as a DBA for his LPL business and sells non-variable insurance products including life, health, disability, long-term care, and annuities. He also co-owns Stein Wealth Management, LLC, a real estate rental business, and owns Stein Time, LLC. Joshua spends minimal time on the insurance and real estate activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Newedge Advisors
Newedge Securities, INC.Broker
Mid Atlantic Financial Management, INC.
New England Securities Corporation
New England SecuritiesBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Natcity Investments, INC.Broker
Natcity Investments, INC.
H Financial Management
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Ids Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.