HB
HB

Howard Barto

20 Years of Experience
Spokane, WA
Broker

Howard Barto is a registered investment advisor at Cetera Investment Advisers LLC, based in Spokane, WA, with 20 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

717 West Sprague Avenue, Spokane, WA, 99201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Howard is a trust officer and relationship manager for Washington Trust Bank, managing client relationships. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Services LLC
May 2018 - Present · 8 yrs 2 mos
Cetera Investment Advisers LLC
May 2018 - Present · 8 yrs 2 mos
Cetera Investment Services LLCBroker
May 2018 - Present · 8 yrs 2 mos
Previous Registrations
Principal Securities, INC.
June 2016 - April 2018 · 1 yr 10 mos
Principal Securities, INC.Broker
June 2016 - April 2018 · 1 yr 10 mos
Keybanc Capital Markets INC.Broker
April 2015 - May 2015 · 1 mo
Pacific Crest Securities LLCBroker
February 2005 - April 2015 · 10 yrs 2 mos
State Registrations9 states
AZCOFLIDMTNCORVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.