FD
FD

Franklin Dunn

19 Years of Experience
Raleigh, NC
Broker

Franklin Dunn is a registered investment advisor at Morgan Stanley, based in Raleigh, NC, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

3800 Glenwood Avenue, Suite 500, Raleigh, NC, 27612

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Franklin is a volunteer firefighter for the Bayleaf Volunteer Fire Department since 2015. He is also a board member for Western Wake Fire and Rescue since 2021, dedicating minimal time to each role.

Employment History
Current Registrations
Morgan StanleyBroker
May 2010 - Present · 16 yrs
Morgan Stanley
April 2010 - Present · 16 yrs 1 mo
Previous Registrations
Credit Suisse Securities (USA) LLC
March 2005 - April 2008 · 3 yrs 1 mo
Credit Suisse Securities (USA) LLCBroker
February 2005 - April 2008 · 3 yrs 2 mos
State Registrations41 states
AKALAZCACOCTDCFLGAHIIAIDILINLAMAMDMIMNMOMTNCNJNMNVNYOHORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Franklin Dunn - Financial Advisor | TrueAdvisor