Eric Bernum is a CFA-designated registered investment advisor at Smith Capital Investors, LLC, based in Denver, CO, with 19 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 6 clients with $13B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1555 Blake Street, Suite 250, Denver, CO, 80202-1866
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Eric is an investor at Smith Capital Investors, dedicating full-time hours to investment management, including full-time hours during trading hours.
Employment History
Current Registrations
Smith Capital Investors, LLC
Alps Distributors, INC.Broker
Previous Registrations
Janus Distributors LLCBroker
State Registrations1 state
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