James Hickey is a CFA-designated registered investment advisor at Crimson Wealth, based in Fairhope, AL, with 15 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $8.4M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1M+ | 2.00% |
Fees are negotiable and capped at 2.0% for the first $1M. For all money in excess of $1M, the fee schedule will be both lower than 2.0% and lower than the fee schedule for the first $1M. Minimum Fee is 50 bps.
Fee Estimator
Location
Fairhope, AL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a managing member of Alternative Risk Strategies, LLC, consulting on data analysis and other non-securities work, and also involved in insurance and real estate. He also serves as CEO of X1 Capital Inc. and Managing Director of Crimson Wealth Management Inc., dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Crimson Wealth
Previous Registrations
Ot Advisors LLC
Alternative Risk Strategies LLC
Spearhead Capital Advisors, LLC
Spearhead Capital, LLCBroker
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
Riverrock Securities, LLCBroker
Riverrock Capital Management LLC
Woodrock Securities, L.P.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.