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Sandra Dally

20 Years of Experience
Lake Charles, LA
Broker

Sandra Dally is a registered investment advisor at Morgan Stanley, based in Lake Charles, LA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1450 William Street, 3rd Floor, Lake Charles, LA, 70601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sandra is a notary public in Lake Charles, LA, since 2011. This activity requires minimal time.

Employment History
Current Registrations
Morgan Stanley
April 2025 - Present · 1 yr 1 mo
Morgan StanleyBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Wells Fargo Advisors
January 2006 - May 2025 · 19 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
July 2005 - May 2025 · 19 yrs 10 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sandra Dally - Financial Advisor | TrueAdvisor