TM
CFP
TM
CFP

Timothy Mol

21 Years of Experience
Basking Ridge, NJ
Broker

Timothy Mol is a CFP-designated registered investment advisor at LPL Financial LLC, based in Basking Ridge, NJ, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

73 Mountainview Blvd, Basking Ridge, NJ, 07920

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
April 2023 - Present · 3 yrs 1 mo
LPL Financial LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
October 2017 - April 2023 · 5 yrs 6 mos
Raymond James Financial Services, INC.Broker
October 2017 - April 2023 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2011 - October 2017 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2011 - October 2017 · 6 yrs 9 mos
Wells Fargo Advisors, LLC
May 2010 - January 2011 · 8 mos
Wells Fargo Advisors, LLCBroker
February 2005 - January 2011 · 5 yrs 11 mos
State Registrations16 states
AZCACTDCDEFLGAMAMINCNJNYOHPASCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.