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JT
CFP
JT
CFP

James Toney

LPL Financial LLC
19 Years of Experience
Snellville, GA
BrokerSells Insurance
View SEC Summary
View SEC Summary

James Toney is a CFP-designated registered investment advisor at LPL Financial LLC, based in Snellville, GA, with 19 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2092 Scenic Hwy Ste. A, Snellville, GA, 30078-6188

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James operates under Toney Financial Services as a DBA for his LPL business and has a business entity, James Toney Financial Services, Inc., for tax/investment purposes. He also has involvement with Concourse Financial Group and Toney Insurance Services related to insurance, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
December 2022 - Present · 3 yrs 10 mos
LPL Financial LLC
December 2022 - Present · 3 yrs 10 mos
LPL Financial LLCBroker
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Country Capital Management CompanyBroker
October 2007 - December 2022 · 15 yrs 2 mos
Nylife Securities INC.Broker
April 2005 - December 2005 · 8 mos
State Registrations15 states
ALCOCTFLGAILKYMSNCOHSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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