TH
TH

Thomas Hall

21 Years of Experience
Avon, CT
Broker

Thomas Hall is a registered investment advisor at Wells Fargo Advisors, based in Avon, CT, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas has a 33.33% ownership in Towermark Wealth Management LLC, dedicating full-time hours to it. He also has 100% ownership in TTH Corp, spending minimal time per month for expenses and payroll of Finet Practice.

Employment History
Current Registrations
Wells Fargo Advisors
July 2018 - Present · 8 yrs
Wells Fargo Advisors Financial Network, LLCBroker
July 2018 - Present · 8 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2006 - July 2018 · 12 yrs 2 mos
Wachovia Securities, LLC
September 2005 - May 2006 · 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2005 - July 2018 · 13 yrs 6 mos
State Registrations27 states
AZCACOCTDEFLGAHIILINMAMDMENCNHNJNMNVNYOHORPARISCVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.