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Michael Westerfield

21 Years of Experience
Overland Park, KS
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Westerfield is a registered investment advisor, based in Overland Park, KS, with 21 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.

Location

8711 Penrose Lane, Suite 200, Overland Park, KS, 66219

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2015
Settled
Customer Dispute
March 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is a Regional Vice President at The Insurance Partners, providing insurance solutions, which takes about half of his time. He is also an IAR Rep at TLG Advisors, Inc., dedicating a few hours per week.

Employment History
Current Registrations
Tlg Advisors, INC.
September 2019 - Present · 7 yrs 1 mo
The Leaders Group, INC.Broker
September 2019 - Present · 7 yrs 1 mo
The Leaders Group, INC.
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - September 2019 · 2 yrs 6 mos
MML Investors Services, LLC
March 2017 - September 2019 · 2 yrs 6 mos
Msi Financial Services, INC.
September 2009 - March 2017 · 7 yrs 6 mos
Msi Financial Services, INC.Broker
February 2005 - March 2017 · 12 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
February 2005 - July 2007 · 2 yrs 5 mos
State Registrations4 states
KSMEMONY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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