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Tommy Liu

20 Years of Experience
Palo Alto, CA
Broker

Tommy Liu is a registered investment advisor at Morgan Stanley, based in Palo Alto, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

245 Lytton Avenue, Suite 200, Palo Alto, CA, 94301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Tommy owns rental properties in Sunnyvale and Redwood City, CA. He dedicates minimal time outside of business hours to property management.

Employment History
Current Registrations
Morgan Stanley
September 2011 - Present · 14 yrs 8 mos
Morgan StanleyBroker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2011 - September 2011 · 8 mos
Wells Fargo Advisors, LLCBroker
January 2011 - September 2011 · 8 mos
Wells Fargo Investments, LLC
May 2006 - January 2011 · 4 yrs 8 mos
Wells Fargo Investments, LLCBroker
March 2005 - January 2011 · 5 yrs 10 mos
State Registrations21 states
AKALAZCACODCFLGAHIIDINNCNJNMNVNYORPAVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.