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Marcus Hernandez

Kestra Advisory Services, LLC
21 Years of Experience
Poland, OH
1 DisclosureBrokerSells Insurance
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Marcus Hernandez is a registered investment advisor at Kestra Advisory Services, LLC, based in Poland, OH, with 21 years of industry experience. Marcus is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Poland, OH

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History

Regulatory History (1)
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Employment Separation After Allegations
January 2019
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Marcus is the owner and financial advisor at Cabot Family Office, providing financial planning and investment advice, and an IAR at Kestra Advisory Services LLC, dedicating nearly all of his time to these activities. He also serves as the President of the board for Foundation Fuente De Amor, a non-profit, spending minimal time on this role.

Employment History
Current Registrations
Kestra Advisory Services, LLC
March 2019 - Present · 7 yrs 7 mos
Kestra Investment Services, LLCBroker
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2011 - February 2019 · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2011 - February 2019 · 8 yrs 1 mo
Evolve Securities, INC.Broker
March 2010 - December 2010 · 9 mos
Evolve Investment Advisors
March 2010 - December 2010 · 9 mos
Fmsi Advisers
October 2009 - December 2009 · 2 mos
First Midwest Securities, INC.Broker
March 2009 - December 2009 · 9 mos
World Group Securities, INC.Broker
April 2005 - February 2009 · 3 yrs 10 mos
State Registrations11 states
CAFLILMINCNHOHPATNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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