Paul Caswell
Paul Caswell is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Jacksonville, OR, with 21 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
675 N 5th St, Jacksonville, OR, 97530
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Paul works as a river guide, dedicating minimal time to this non-investment related activity. He also serves as an elder at Table Rock Fellowship, dedicating minimal time, and is a member of PWA Operations, LLC and 675, LLC, both requiring minimal time commitments.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
VALIC Financial Advisors, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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